A StillPoint is the pivotal point where clarity is found.
Offering compliance guidance with respect, clarity, and integrity.
Founded in 2004
StillPoint Capital has a unique business model that built the niche in our industry. We are a leading Broker-Dealer with, on average, 350 active engagements. We provide compliance services to established Investment Banking Representatives conducting M&A and Private Placement transactions in the middle market.
We support our Representatives in maintaining their independent brand, their relationships with their clients, and their own internal processes. We design our compliance process to be as hands off as possible.
Our unique remote supervision model benefits all of the firm's Representatives by allowing for geographically independent locations throughout the country, without the need for branch offices or Series 24 registrations.
We pride ourselves on our customer service and transaction friendly procedures. Since inception, StillPoint has grown strictly due to word of mouth based on our service and reputation. Our success is due to industry referrals, which speaks volumes to our reputation.
We are a great fit for Registered Representatives who have experience in the industry, established firms, and are looking for streamlined, tested, and effective compliance procedures to protect their clients best interests, mitigate transaction related rescission risk, and maintain compliance with regulators.
A convenient alternative to owning and operating your own Broker-Dealer.
StillPoint Capital maintains FINRA and State Registrations for Investment Banking Representatives conducting securities transactions in private sector Mid-Market M&A and Private Placements.
Capital Sources & Potential Clients
If you are a professional investment entity or institutional investor currently exploring investment opportunities, we encourage you to share your information and a brief description of your goals.
We understand our Registered Representatives are often limited on time, which is why we offer several value-add services designed to streamline compliance requirements. It is our goal to make compliance as painless as possible.