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Introducing our law firm
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Offering compliance guidance with respect, clarity, and integrity.

Conducted $10B in Transaction Value since 2020.

StillPoint Capital has a unique business model that built the niche in our industry for remote supervision. We are a leading Broker-Dealer providing compliance services to established Investment Bankers conducting M&A and Private Placement transactions in the middle market.

 

We encourage our registered Investment Bankers to keep their own independent brand, their relationships with their clients, and their own internal processes. We design our compliance requirements to be as hands off as possible with the goal to be integrated seamlessly.

We pride ourselves on our human approach to compliance and transaction friendly procedures. Since inception, StillPoint has never marketed, we have grown strictly due to word of mouth referrals based on our service and reputation. Our success is due to our internal team and Registered Investment Bankers.

 

We are a great fit for Investment Bankers who have experience in the industry and established firms. Our goal is to be partners in compliance to protect your clients best interests, mitigate transaction related rescission risk, and maintain compliance with regulators. 

A StillPoint is the pivotal point where clarity is found.

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A convenient alternative to owning and operating your own Broker-Dealer.

Our Services

01.

Registered Representatives

StillPoint Capital maintains FINRA and State Registrations for Investment Banking Representatives conducting securities transactions in private sector Mid-Market M&A and Private Placements.

02.

Capital Sources & Potential Clients

If you are a professional investment entity or institutional investor currently exploring investment opportunities, we encourage you to share your information and a brief description of your goals.   

03.

Value-Add Services

We understand our Registered Representatives are often limited on time, which is why we offer several value-add services designed to streamline compliance requirements. It is our goal to make compliance as painless as possible.

Who We Are

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